193 Empregos para Compliance Auditor - Brasil

Overview

The Regulatory Compliance Analyst supports global compliance efforts by executing risk assessments, monitoring regulatory changes, maintaining internal controls, and contributing to training and cross-functional collaboration. The role ensures that Hedgepoint operates in full compliance with applicable laws, financial market regulations, and industry best practices across all jurisdictions.

Activities carried out with a global scope, covering Hedgepoint Group companies in Brazil, USA, Switzerland, Uruguay, Singapore, and Dubai, in accordance with the legal and regulatory requirements of each country and their respective financial market regulators.

• Monitor and analyze applicable laws and regulations in the countries of operation.
• Draft legal opinions and action plans for risk mitigation.
• Conduct legal and regulatory risk assessments.
• Perform compliance reviews and prepare regulatory reports.
• Track and consolidate regulatory obligations across all areas, ensuring compliance within regulatory deadlines.
• Create and review policies and procedures aligned with legal and regulatory requirements.
• Develop and maintain client onboarding checklists addressing legal and regulatory obligations.
• Create, review, and update suitability rules in accordance with the regulatory standards of all applicable countries.

• Conduct compliance testing to ensure adherence to internal and external standards.
• Develop, update, and deliver training on compliance and regulatory requirements.
• Provide ongoing support regarding the interpretation of laws and regulations.

• Respond to audits and requests from regulatory authorities.
• Prepare reports, presentations, KPIs, and support compliance projects.
• Work closely with business areas to integrate compliance into operational processes.

• Bachelor's degree in law.
• Proficiency in regulatory frameworks.
• Experience with risk assessment and internal controls, policies & procedures, Brazilian Central Bank, CVM, NFA/CFTC.
• Microsoft Word (write), Excel (graphs and tables), Power Point (presentations), Adobe Pro, Power BI
• Fluent English, Spanish and Portuguese
• Experience working in Broker Dealer (DTVM / CTVM) Compliance Departments
• Tech/ AI innovations.

Campinas, SP - Up to twice a week at the base office (Hybrid)

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Job Overview:

The Senior Regulatory Specialist role requires proactive interaction with regulatory authorities to provide guidance on requirements and maintain awareness of current regulatory standards related to submissions.

This position serves as a local expert in project start-up activities for a particular country or region, acting as a knowledge resource to mentor and train new hires and less-experienced colleagues.

• Maintain awareness of regulatory legislation, guidance, and practice in assigned countries.
• Coordinate, collect, and organize data and information required by regulatory authorities, including preparation of study documentation.
• Compile and prepare routine submission files and liaise with regulatory authorities regarding submission/approval.
• Liaise with vendors in the generation of regulatory authority submissions.
• Perform review of final submission documents.
• E nsure that all assigned start-up and maintenance activities are on track, in accordance with client expectations and in compliance with applicable laws and guidelines, regulatory requirements, ICH/GCP, SOPs, and quality standards.
• Prevent and escalate study issues appropriately and in a timely fashion.

Our Senior Regulatory Specialist will be the primary contact with investigative sites during site start-up activities and maintenance. They will be responsible for collecting the required investigator and essential documents to ensure timely submission to EC/IRB/Third body/Regulatory Authority and that documentation meets applicable regulations and sponsor specifications.

• Maintain awareness of regulatory legislation, guidance, and practice in assigned countries.
• Coordinate, collect, and organize data and information required by EC/IRB/Third body/Regulatory Authority.
• Compile and prepare routine submissions filed to IRB/IEC/Third body/Regulatory Authorities.
• Liaise with internal and external vendors in the generation of Regulatory Authority submissions.
• Perform a review of final submission documents.
• Ensure all assigned start-up and maintenance activities are on track, in accordance with client expectations and budget, and in compliance with applicable laws and guidelines, regulatory requirements, ICH/GCP, SOPs, and quality standards.
• Prevent and escalate study issues appropriately and in a timely fashion.

• University/College degree (life science preferred), or certification in a related allied health profession from an appropriate accredited institution, AND 2 years' work experience in clinical research, including a strong working knowledge of the ICH guidelines and RA, IRB/IEC regulations.
• Familiarity with investigator start-up documents and contract/budget negotiation process; previous interaction with operational project teams and investigative sites.
• Demonstrated understanding of research protocol requirements and proven ability to communicate them/educate others about them.

Job Overview:

The primary objective of this role is to establish and maintain relationships with investigative sites during the initiation and upkeep phases. This involves collecting necessary documents from investigators, ensuring timely submission to regulatory bodies such as the EC/IRB/Third body/Regulatory Authority, and ensuring that local applications comply with relevant regulations.

Key Responsibilities:

1. Collection and coordination of investigator and essential documents
2. Ensuring prompt submissions to applicable authorities
3. Maintenance of regulatory compliance standards

Requirements:

• Thorough understanding of regulatory requirements and specifications
• Excellent communication and interpersonal skills
• Able to work independently with minimal supervision

Job Overview:

Senior Regulatory Specialist

The role of Senior Regulatory Specialist is pivotal in ensuring timely collection and maintenance of regulatory standards. This individual serves as the primary contact for investigative sites, providing guidance on requirements to EC/IRB/Third body/Regulatory Authorities.

Key Responsibilities include maintaining awareness of country-specific regulatory legislation, coordinating data and information required by authorities, liaising with internal and external vendors, reviewing submission documents for compliance, and preventing escalations of study issues.

Required skills include a university or college degree (life science preferred) or certification in a related allied health profession from an accredited institution, minimum 3 years' experience in clinical development or start-up/regulatory process, working knowledge of ICH, RA, IRB/IEC regulations, and familiarity with investigator start-up documents and contract negotiation process.

Lead regulatory strategy and drive compliance in Brazil for a leading fintech company.

Develop and execute strategies to strengthen the company's regulatory positioning, drive VASPs license application, and ensure compliance with AML and crypto regulations.

Work closely with senior leadership and cross-functional teams to align strategy and execution.

Utilize strong expertise in payments, fintech, crypto, and banking to support product development, operations, and processes.

• Regulatory Licensing: Drive VASPs license application and ensure timely completion of licensing requirements.
• Strategic Partnership: Work closely with senior leadership and cross-functional teams to align strategy and execution.
• Compliance and Controls: Develop and implement effective compliance programs to ensure adherence to AML and crypto regulations.
• Hands-on Execution: Balance day-to-day compliance and operations with strategic responsibility for licensing and regulatory relationships.
• Growing Partnerships: Support and expand banking partnerships across Brazil.

• Solid understanding of AML/compliance background—ideally in payments, fintech, crypto, or banking.
• Direct experience working with regulators and banks in Brazil.
• Ability to operate seamlessly at both managerial/strategic level and hands-on execution.
• Strong knowledge of crypto regulations and market practices in Brazil.
• Resourceful, proactive, and excited to build in a global, fast-moving startup environment.

Join our dynamic team of regulatory experts and contribute to shaping the future of cross-border finance.

The Senior Regulatory Specialist serves as the primary contact for investigative sites during site start-up activities and maintenance, ensuring timely collection of required documents and submission to regulatory authorities.

This role proactively interacts with regulatory authorities to provide guidance on requirements and maintains awareness of current regulatory standards.

Key Responsibilities:

• Maintain awareness of regulatory legislation, guidance, and practice in assigned countries.
• Coordinate and collect data and information required by regulatory authorities, including preparation of study documentation.
• Compile and prepare routine submissions filed to regulatory authorities and liaise with them regarding submission/approval.
• Liaise with internal and external vendors in the generation of regulatory authority submissions.
• Perform review of final submission documents.
• Ensure all assigned start-up and maintenance activities are on track, in accordance with client expectations and budget, and in compliance with applicable laws and guidelines, regulatory requirements, ICH/GCP, SOPs, and quality standards.
• Prevent and escalate study issues appropriately and in a timely fashion.
• Perform other duties as assigned by management, depending upon country and situational requirements.

In-Country Specific Tasks:

• Serve as primary contact for investigative sites and ensure documents required are collected in a timely manner.
• Collect and track necessary documents and perform quality review, formatting, and compilation of final documents for effective and compliant site activation and maintenance.
• Ensure high-quality documents are filed and systems are updated on an ongoing and timely basis, making ready for an audit at any time.
• Participate in team and project meetings as applicable.
• Assist in strategy definition for Site Activation and provide accurate projections and timelines to study teams.
• Review and customize country and site-specific patient informed consent forms for compliance with local requirements and protocol.
• Proactively resolve informed consent issues and other potential difficulties with study sites.
• May support negotiation of site contracts and budgets with sites, if applicable, and track progress of contract and budget milestones/developments.
• Proactively identifying and escalating to Submission Leads any risk to meeting deliverables.

Clinical Trials Information System (CTIS) Tasks:

• Assist in upload of submission documentation to CTIS and interact with and monitor notifications and alerts to ensure all milestones and events for the trial are met within mandated timelines.

Regulatory Expertise:

• Thorough knowledge of regulatory legislation, guidance, and practice in assigned countries.
• Ability to maintain awareness of current regulatory standards and adapt to changes.

Communication and Interpersonal Skills:

• Excellent communication and interpersonal skills to effectively interact with regulatory authorities, internal and external vendors, and study teams.
• Ability to negotiate site contracts and budgets as needed.

Organizational and Time Management Skills:

• Strong organizational and time management skills to coordinate and manage multiple tasks and deadlines.
• Ability to prioritize tasks and allocate resources effectively.

Professional Growth and Development:

• Opportunities for professional growth and development through training, mentorship, and exposure to new challenges.

Collaborative Work Environment:

• Collaborative work environment that fosters open communication, teamwork, and mutual respect.

Recognition and Rewards:

• Recognition and rewards for outstanding performance and contributions to the organization.

Adaptability and Flexibility:

• Ability to adapt to changing priorities, regulations, and technologies.
• Flexibility to work in a dynamic environment with varying demands and deadlines.

Overview

Nium is the leading global infrastructure for real-time cross-border payments. We were founded on the mission to deliver the global payments infrastructure of tomorrow, today. Our platform enables banks, fintechs, and global businesses to move money instantly, everywhere.

Co-headquartered in San Francisco and Singapore with offices in 14 markets worldwide, we are entering one of the most exciting chapters in our journey. In July 2025, we delivered the largest month in our 10-year history with record revenue, record volumes, and EBITDA profitability. Today, Nium moves nearly $50B in payments annually, almost entirely for enterprises, while continuing to strengthen an already healthy balance sheet.

It is an incredible time to join us, and we are only just getting started.

Our payout network spans 190+ countries and 100 currencies, with 100 corridors in real time. We power seamless transfers to accounts, wallets, and cards, support local collections in 35 markets, and run a card issuance business live in 34 countries. Backed by regulatory licenses in more than 40 markets, we make it simple for our partners to onboard, integrate, and scale globally. This scale and innovation have earned us recognition as one of CNBC’s World’s Top Fintech Companies 2025, winner of Best Cross-Border Payments Solution at the PayTech Awards, and inclusion in FXC Intelligence’s Top 100 Cross-Border Payments Companies list.

In 2024, we raised US$0 million in Series E funding at a US 1.4 billion valuation to accelerate network expansion, product innovation, and talent growth. With the B2B payments market projected to hit US 175 trillion by 2030, Nium offers ambitious builders the chance to shape the future of global money movement with the scale of a leader and the energy of a high-growth company.

As Nium’s appointed Money Laundering Reporting Officer (MLRO) for Brazil, you will be responsible for ensuring compliance with all applicable Brazilian regulations (Central Bank, COAF, CVM) and alignment with Nium’s global compliance standards. You will report directly to the Chief Compliance Officer (CCO) and be an integral member of Nium’s global Compliance leadership team.

This appointment is contingent on successfully passing the regulators’ Fit and Proper assessment and maintaining ongoing approval under Brazilian law.

This role combines statutory accountability with strategic leadership, overseeing financial crime risk management across Brazil, engaging directly with regulators, partner banks, and internal stakeholders to safeguard Nium’s operations.

• Regulatory Compliance & Governance
  • Act as Nium’s designated MLRO in Brazil, including responsibility for regulatory filings (e.g., SAR/STR to COAF)
  • Serve as primary point of contact with Brazilian regulators (Central Bank, COAF, CVM) and partner banks
  • Ensure alignment of Brazilian compliance framework with Nium’s global standards and policies
  • Lead compliance reporting into Brazilian subsidiary boards and committees
• Financial Crime & AML Framework
  • Develop, implement, and maintain AML/CTF methodology tailored to the Brazilian market, including PIX-specific risks and cross-border FX/remittance flows
  • Conduct country-level risk assessments, identifying gaps and implementing scalable controls
  • Oversee transaction monitoring, sanctions screening (OFAC, UN, EU, Brazilian lists), and high-risk client reviews (FI, BaaS, institutional)
  • Horizon-scan for regulatory changes and update controls accordingly
• Controls, Testing & Audit
  • Lead AML/CTF internal control reporting, fraud oversight, and periodic risk reviews
  • Manage compliance oversight and testing program; issue findings and remediation plans
  • Lead external audits, regulatory inspections, and partner bank due diligence processes
• Training & Culture
  • Roll out Compliance Training Framework across Brazil, including board-level awareness sessions
  • Build and mentor a local compliance team to strengthen first- and second-line defenses
• Innovation & Process
  • Drive compliance process automation and adoption of RegTech solutions to improve scalability
  • Develop dashboards and MI reporting for senior management (including OPI+ integration where relevant)

• Minimum 10 years’ experience in senior compliance roles within regulated institutions, ideally Payments/Fintech
• Demonstrated expertise in Brazilian financial regulation, including Central Bank licensing and COAF reporting
• Proven experience managing AML/CTF frameworks in cross-border payments and remittances
• Strong knowledge of correspondent banking, FI, and Banking-as-a-Service (BaaS) clients in the Americas
• Professional certifications: ACAMS/CRCM required; Brazilian compliance/legal affiliations (e.g., OAB, ABBC/Febraban forums) preferred
• Fluent in Portuguese and English (written and verbal)
• Strong analytical, problem-solving, and leadership skills; able to design and implement sustainable controls
• Track record of effective regulator engagement and board-level compliance reporting
• Experience in building, leading, and motivating compliance teams
• Collaborative, pragmatic, and adaptable mindset with the ability to balance regulatory requirements and business needs

We Value Performance: Through competitive salaries, performance bonuses, sales commissions, equity for specific roles and recognition programs, we ensure that all our employees are well rewarded and incentivized for their hard work.

We Care for Our Employees: The wellness of Nium’ers is our #1 priority. We offer medical coverage along with 24/7 employee assistance program, generous vacation programs including our year-end shut down. We also provide a flexible working hybrid working environment (3 days per week in the office).

We Upskill Ourselves: We are curious, and always want to learn more with a focus on upskilling ourselves. We provide role-specific training, internal workshops, and a learning stipend.

We Celebrate Together: We recognize that work is also about creating great relationships with each other. We celebrate together with company-wide social events, team bonding activities, happy hours, team offsites, and much more!

We Thrive with Diversity: Nium is truly a global company, with more than 33 nationalities, based in 18+ countries and more than 10 office locations. As an equal opportunity employer, we are committed to providing a safe and welcoming environment for everyone.

For more detailed region specific benefits :

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• Full-time

• Legal

Overview

Food Quality & Regulatory Compliance Coordinator — serves as a Quality & Regulatory Compliance (QRC) representative for owned facilities and co-manufacturing/co-packaging facilities. Under guidance and supervision, leads quality programs and complex assignments. Serves as a resource for multiple facilities with respect to Global Food Safety Standards, food safety regulations, weight control, sanitary design, allergens, cleaning, incident management, and other related matters.

• Auditing and assessing quality programs; troubleshooting high-complexity issues; interacting with regulatory officials on behalf of the company; and working on cross-functional teams on short- or long-term assignments related to complex QRC situations (e.g., innovation, regulatory changes, quality incidents).
• Work with external manufacturers and co-packers to supervise operations, evaluate products, escalate issues, solve problems, and participate in innovation trials.
• Audit Distribution Centers in the US and develop GAP corrective action plans with the DCs.
• Work directly with Private Label customers: follow up on complaints, escalate incidents, and collaborate with facilities to resolve issues.

DC Audit: Travel to various sites, perform audits, and create reports upon returning. Conduct gap analysis and work with DCs to close gaps by December 15.

• Quality & Food Safety Technician experience in a food facility
• HACCP knowledge

• 3–5 years of experience
• Proficiency in Office software
• Industry experience in food manufacturing
• Ability to organize time and priorities while traveling and working on sites

• Entry level

• Contract

• Quality Assurance

• Food and Beverage Manufacturing, Baked Goods Manufacturing, and Beverage Manufacturing